Ayrton Pierce Haddad (CRD #6125741) Naples, Florida
FINRA Case #2016051413301
Following Haddad’s voluntary resignation from E*Trade in August 2016 he admitted signing a customer’s name to an account transfer from and initialing a change on the account transfer from without the customer’s knowledge or consent, contrary to firm procedures. While the customer authorized the transfer the form lacked one of the signatures necessary to process the transfer and, rather than returning the document to the customer to sign, the employee signed the customer’s name on the documents to expedite the process. The customer has since signed the form, and was not harmed as a result of the employee’s actions.