(FINRA Case #2016049252901)
Peyton Nelson Jackson (CRD #1988387, Alexandria, Virginia) – An OHO (Office of Hearing Officers) decision became final in which Jackson was barred from association with any FINRA member in all capacities.
The sanction was based on findings that Jackson failed to comply with multiple FINRA requests for information pertaining to an investigation into the validity of allegations by several of Jackson’s former customers who filed statements of claim against him and his former member firms alleging, among other things, that he recommended unsuitable securities and engaged in fraud.
Jackson was employed by Alexander Capital L.P. from 2102 to 2015, and was previously employed by Legend Securities Inc. from 2011 to 2012. Legend Securities Inc. was expelled by FINRA in 2017. Jackson has four pending customer complaints with FINRA.
If you feel you have been misled regarding investing and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.