Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d)

By

David William Beutler (CRD #2245901) Frankfort, Illinois
(March 6, 2017)
FINRA Case #2016051308601

Beutler has a Pending Customer Dispute from 09/01/2016.  The Customer is alleging that Beutler made unsuitable recommendations and is requesting damages of $450,000.

Beutler worked for Wells Fargo Advisors, LLC in Orland Park, IL from 2003-2016.

 

J. Gordon Cloutier Jr. (CRD #2817022) Allen, Texas
(March 6, 2017 – April 14, 2017) FINRA Case #2016051652701

Beutler was discharged from Wells Fargo Advisors, LLC in September of 2016.  He had worked for Wells Fargo Advisors, LLC from 2009-2016.

 

Charles Maxwell Cox (CRD #4916171) Daniels, West Virginia (March 6, 2017)
FINRA Case #2016051213501

Cox worked for Wells Fargo Advisors, LLC in Beckley, WV from 2011-2016

 

If you feel you have been misled or taken advantage by a Broker and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.