Individuals Suspended for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d)
David William Beutler (CRD #2245901) Frankfort, Illinois (March 6, 2017) FINRA Case #2016051308601
Beutler has a Pending Customer Dispute from 09/01/2016. The Customer is alleging that Beutler made unsuitable recommendations and is requesting damages of $450,000.
Beutler worked for Wells Fargo Advisors, LLC in Orland Park, IL from 2003-2016.
J. Gordon Cloutier Jr. (CRD #2817022) Allen, Texas (March 6, 2017 – April 14, 2017) FINRA Case #2016051652701
Beutler was discharged from Wells Fargo Advisors, LLC in September of 2016. He had worked for Wells Fargo Advisors, LLC from 2009-2016.
Charles Maxwell Cox (CRD #4916171) Daniels, West Virginia (March 6, 2017) FINRA Case #2016051213501
Cox worked for Wells Fargo Advisors, LLC in Beckley, WV from 2011-2016
If you feel you have been misled or taken advantage by a Broker and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.