Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h)

By

Donald Lee Watson Jr. (CRD #1833707) Bradenton, Florida
(March 13, 2017)

FINRA Case #2016049321701

Watson was discharged from The Jeffery Matthews Financial Group LLC in December 2015 and from Firstrust LLC in January 2015.

 

Brian Thomas Perry (CRD #2874937) Orange Park, Florida
(March 9, 2017)

FINRA Case #2016049217101

Perry worked for Ameriprise Financial Services, Inc. form April 1997 to February 2016.

 

Patrick Hugh Dowd (CRD #1995736) Ponte Vedra Beach, Florida (March 27, 2017)

FINRA Case #2016050861701

Dowd worked for Prucso Securities, LLC. In Jacksonville, FL from August 1990 to August 2016

 

If you feel you have been misled or taken advantage by a Broker and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.