Daniel N. Winger Barred by FINRA

(FINRA Case #2018059559101)

Daniel Noah Winger (CRD #1542674, Bonney Lake, Washington) – An AWC (Accept, Waiver & Consent) was issued in which Winger was barred from association with any FINRA member in all capacities.

Without admitting or denying the findings, Winger consented to the sanction and to the entry of findings that he converted the funds of an elderly customer of his member firm for his own personal use.

The findings stated that the elderly customer gave checks to Winger totaling approximately $100,000. The customer understood that the checks were to be used for her benefit, including paying commissions associated with her brokerage account and for taxes. Winger, however, endorsed the checks, deposited them into a separate bank account and used the funds for his own personal use.

If you feel you have been misled or taken advantage by Daniel Noah Winger or any Broker and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.

Winger was employed by PFS Investments Inc. (CRD# 10111) from 1986 until 2018 (31 Years) until he was discharged due to customer allegations.

If you feel you have been taken advantage of by Daniel Noah Winger or any Broker and wish to discuss legal action, please contact Darren Blum at 1-877-786-2552 (1-877-STOCK LAW), www.stockattorneys.com for a free consultation.