- UBS facing Millions of Dollars in Claims
- Blum Law Group Investigates David Lerner Associates, Inc.
- Blum Law Group Investigates JW Korth & Company
- Peregrine CEO pleads Not Guilty even After he admits to wrongdoing in a note
- Blum Law Group Investigates Liberty Trading Group and Peregrine Financial Group
- February 2012 FINRA Florida Disciplinary Actions
- January 2012 FINRA Florida Disciplinary Actions
- FINRA Issued Investor Alert on Public Non-Traded REITs
- Blum Law Group Files Securities Class Action Against Regions Bank Alleging Regions Aided and Abetted the Sale of Securities by an Unregistered Dealer
- FINRA Fined Raymond James for Charging Unfair Commissions and Ordered Restitution
- Blum Law Group Files Claims on Behalf of McGinn Smith Investors Against National Financial Services, LLC
- Lehman Investor Alert: Continued Findings that UBS Misled Lehman Structured Notes Investors
- FINRA Fines Pointe Capital, Inc. (n/k/a JHS Capital Advisors, Inc.) for Excessive Commissions
- Recovering Investment Losses in Desert Capital REIT
- Blum Law Group Announces its Investigation of the Laeroc Funds
- Investors in Lehman Structured Notes Awarded the Return of the Their Entire Investment from Neuberger Berman
- Broker-Dealers Charging Excessive “Postage and Handling” Fees
- FINRA Accuses Apple REITs/David Lerner Associates of Fraud
- SEC Implements Whistleblower Award Program
- FTC Shuts Down American Precious Metals, LLC, a Precious Metals Boiler Room Based out of Deerfield Beach, Florida that Preyed on Seniors
- SEC Charges Subprime Auto Loan Lender and Executives With Fraud
- FINRA Sanctions UBS Nearly $11 Million for Down Playing Risks Associated with Lehman Principal Protected Notes Sold to its Customers
- SEC Shuts Down Multiple Chinese Companies Listed on U.S. Stock Exchanges and Investigates their Practices
- Lehman Bankruptcy Trustee Sued Citibank for $1.3 Billion
- Investors Recoup Madoff Losses through FINRA Arbitration
- Regulators Continue Efforts to Rein in New Ponzi Schemes
- Sean Premock & Premock Financial: Sale of Fraudulent Investment Products
- Another Victory for Investors Who Purchased Lehman Brothers Structured Notes
- Former Television Star Pleads Guilty to Securities Fraud
- South Florida brokerage firm targeted in $5 million lawsuit filed by Rothstein trustee
- Investors Continue to Recover from UBS over Lehman Notes in FINRA Arbitration
- Brewer Investment Group Promissory Note Fraud
- The Lehman Bankruptcy – Everyone is Getting Paid But the Victims
- Banyon Investors Unlikely to Recover Significant Money from Scott Rothstein Restitution Fund or from the Receivership
- New Law Provides Financial Incentives and Increased Protection for Securities Fraud Whistleblowers
- Montana Regulator Sues Securities America over Medical Capital
- Blum & Silver Representing Investors in ProShares and other Exchange Traded Funds (ETFs)
- Scott L. Silver, Esq. Selected for Florida Trend’s 2010 Florida Legal Elite
- SEC Looking at the Sale of Principal Protected Notes
- SEC Brings Securities Fraud Action against Goldman Sachs in Connection With the Creation and Sale of Subprime CDOs
- Broker and Investment Author Bambi Holzer Facing Complaints for the Sale of Provident Shale Royalties Ponzi Scheme
- FINRA Expels Provident Asset Management and is Investigating Other Provident Selling Broker-Dealers
- FINRA Fines H&R Block Financial Advisors for Inadequate Supervision of Reverse Convertible Notes Sales and Issues Guidelines for the Sale of These Products
- Blum Law Group Investigates Michael DiMare Losses Against ING and Signator Investors
- Medical Capital Investor Alert: Massachusetts Securities Regulators Have Sued Securities America, Inc. for Securities Fraud
- Medical Capital Investors Still Owed $1.7 Billion
- Increased FINRA Arbitration in 2009
- 2009: "The Year of the Ponzi Scheme"
- FINRA Expresses Concern about Principal Protected Notes
- Scott Silver of Blum Law Group Wins Most Effective Securities Lawyer Award
- Investor Wins Arbitration Award Against UBS Over Lehman PPN
- Broker-Dealers Negligent in Their Due Diligence
- Securities America May Have Suspected Problems with Medical Capital Notes
- Stockbroker ordered to pay $7 million securities arbitration judgment
- OUR LAW FIRMS INVESTIGATION INTO MEDICAL CAPITAL LOSSES CONTINUE
- Blum Law Group to represent investors for losses in Medical Capital
- SEC OBTAINS ASSET FREEZE IN $485 MILLION NATIONWIDE OFFERING FRAUD BY PROVIDENT ROYALTIES, LLC
- SEC Hits Morgan Keegan With Wells Notice
- BLUM & SILVER CONTINUES TO FILE ARBITRATION CLAIMS AGAINST UBS FOR THE SALE OF LEHMAN PRINCIPAL PROTECTED NOTES
- Blum Law Group Files FINRA Arbitration Against Deutsche Bank Securities for Sale of the Aravali Fund
- SEC lawsuit targets Aura
- NEW HAMPSHIRE REGULATORS CLAIM UBS MISLED INVESTORS ABOUT LEHMAN PRINCIPAL PROTECTED NOTES
- Lehman Good-for-Retirement Notes Worth Pennies for UBS Clients
- BofA Sues Bear Stearns For Hedge Fund Blow Up
- NOTICE TO ALL UBS CLIENTS WHO PURCHASED LEHMAN STRUCTURED NOTES AND LEHMAN PREFERRED SHARES
- Blum Law Group obtains a FINRA arbitration award against CIBC World Markets Corp., Jeff Bank, and Arthur Lewis
- FINRA ARBITRATION PANEL AWARDS Blum Law Group CLIENT LARGE PUNITIVE DAMAGE AWARD AGAINST STOCKBROKER GARY GROSS
- Welcome to the Stockattorneys blog of Blum Law Group
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Recent Entries
- April 11, 2013 3:58 PM
UBS facing Millions of Dollars in Claims Blum Law Group has commenced an investigation into the activities... - October 25, 2012 10:14 AM
Blum Law Group Investigates David Lerner Associates, Inc. Blum Law Group has commenced an investigation into the activities... - October 18, 2012 5:06 PM
Blum Law Group Investigates JW Korth & Company Blum Law Group has commenced an investigation into the activities... - August 24, 2012 12:47 PM
Peregrine CEO pleads Not Guilty even After he admits to wrongdoing in a note The former chief executive of the failed brokerage firm Peregrine... - July 10, 2012 3:47 PM
Blum Law Group Investigates Liberty Trading Group and Peregrine Financial Group Blum Law Group has commenced an investigation into the activities...
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