- FINRA Fines H&R Block Financial Advisors for Inadequate Supervision of Reverse Convertible Notes Sales and Issues Guidelines for the Sale of These Products
- Blum & Silver, LLP Investigates Michael DiMare Losses Against ING and Signator Investors
- Medical Capital Investor Alert: Massachusetts Securities Regulators Have Sued Securities America, Inc. for Securities Fraud
- Medical Capital Investors Still Owed $1.7 Billion
- Increased FINRA Arbitration in 2009
- 2009: "The Year of the Ponzi Scheme"
- FINRA Expresses Concern about Principal Protected Notes
- Scott Silver of Blum & Silver, LLP Wins Most Effective Securities Lawyer Award
- Investor Wins Arbitration Award Against UBS Over Lehman PPN
- Broker-Dealers Negligent in Their Due Diligence
- Securities America May Have Suspected Problems with Medical Capital Notes
- Stockbroker ordered to pay $7 million securities arbitration judgment
- OUR LAW FIRMS INVESTIGATION INTO MEDICAL CAPITAL LOSSES CONTINUE
- Blum & Silver, LLP to represent investors for losses in Medical Capital
- SEC OBTAINS ASSET FREEZE IN $485 MILLION NATIONWIDE OFFERING FRAUD BY PROVIDENT ROYALTIES, LLC
- SEC Hits Morgan Keegan With Wells Notice
- BLUM & SILVER CONTINUES TO FILE ARBITRATION CLAIMS AGAINST UBS FOR THE SALE OF LEHMAN PRINCIPAL PROTECTED NOTES
- Blum & Silver, LLP Files FINRA Arbitration Against Deutsche Bank Securities for Sale of the Aravali Fund
- SEC lawsuit targets Aura
- NEW HAMPSHIRE REGULATORS CLAIM UBS MISLED INVESTORS ABOUT LEHMAN PRINCIPAL PROTECTED NOTES
- Lehman Good-for-Retirement Notes Worth Pennies for UBS Clients
- BofA Sues Bear Stearns For Hedge Fund Blow Up
- NOTICE TO ALL UBS CLIENTS WHO PURCHASED LEHMAN STRUCTURED NOTES AND LEHMAN PREFERRED SHARES
- Blum & Silver LLP obtains a FINRA arbitration award against CIBC World Markets Corp., Jeff Bank, and Arthur Lewis
- FINRA ARBITRATION PANEL AWARDS BLUM & SILVER, LLP CLIENT LARGE PUNITIVE DAMAGE AWARD AGAINST STOCKBROKER GARY GROSS
- Welcome to the Stockattorneys blog of Blum & Silver LLP
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Recent Entries
- February 17, 2010 9:19 AM
FINRA Fines H&R Block Financial Advisors for Inadequate Supervision of Reverse Convertible Notes Sales and Issues Guidelines for the Sale of These Products The Financial Industry Regulatory Authority (FINRA) announced its first enforcement... - February 11, 2010 6:03 PM
Blum & Silver, LLP Investigates Michael DiMare Losses Against ING and Signator Investors Blum & Silver, LLP is currently investigating former financial advisor... - January 28, 2010 9:23 AM
Medical Capital Investor Alert: Massachusetts Securities Regulators Have Sued Securities America, Inc. for Securities Fraud On Tuesday, the Commonwealth of Massachusetts filed a regulatory action... - January 26, 2010 2:16 PM
Medical Capital Investors Still Owed $1.7 Billion The court-appointed receiver for the Medical Capital fraud filed his... - January 25, 2010 1:00 PM
Increased FINRA Arbitration in 2009 According to the Financial Industry Regulatory Authority (FINRA), 7,137 arbitration...
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