http://www.stockattorneysblog.com/ Published by Blum Law Group en-us 2013-04-11T15:58:39-05:00 http://www.stockattorneysblog.com/2013/04/ubs_facing_millions_of_dollars.html Blum Law Group has commenced an investigation into the activities of UBS Financial with relation to its clients who purchased stocks or bonds over the past 24 months. Investors who sustained losses at UBS or in their investment accounts should... Investigations Blum Law Group 2013-04-11T15:58:39-05:00 http://www.stockattorneysblog.com/2012/10/blum_law_group_investigates_da.html Blum Law Group has commenced an investigation into the activities of David Lerner and David Lerner Associates, Inc., based in Syosset, New York with relation to its clients who purchased Apple REITs. David Lerner was recently banned from the securities... Investigations Blum Law Group 2012-10-25T10:14:48-05:00 http://www.stockattorneysblog.com/2012/10/blum_law_group_investigates_jw.html Blum Law Group has commenced an investigation into the activities of JW Korth & Company, based in Miami, Florida, with relation to its clients who purchased Banco Cruzeiro do Sul SA bonds. James W. Korth is their Managing Partner. Investors... Investigations Blum Law Group 2012-10-18T17:06:20-05:00 http://www.stockattorneysblog.com/2012/08/peregrine_ceo_pleads_not_guilt.html The former chief executive of the failed brokerage firm Peregrine Financial Group (PFG), who last month wrote a note admitting that he had committed a long-ranging investment fraud, pleaded not guilty on Friday to lying to federal regulators. Federal prosecutors... Investigations Blum Law Group 2012-08-24T12:47:27-05:00 http://www.stockattorneysblog.com/2012/07/blum_law_group_investigates_li.html Blum Law Group has commenced an investigation into the activities of Liberty Trading Group, based in Tampa Florida. James Cordier is their President. On Monday, July 9, 2012, the NFA announced banking irregularities at Liberty Trading Group's clearing firm, PFG... Investigations Blum Law Group 2012-07-10T15:47:42-05:00 http://www.stockattorneysblog.com/2012/03/february_2012_finra_florida_di_1.html FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Olaf F. Gamlen (Palm Beach Gardens, Florida) submitted a Letter of Acceptance, Waiver and Consent... FINRA Disciplinary Actions Blum Law Group 2012-03-02T17:08:38-05:00 http://www.stockattorneysblog.com/2012/02/january_2012_finra_disciplinar.html FINRA (Financial Industry Regulatory Authority) has taken disciplinary actions against the following individuals for violations of FINRA rules and federal securities laws, rules and regulations. Jan D. Narrine (Winter Garden, Florida) submitted a Letter of Acceptance, Waiver and Consent in... FINRA Disciplinary Actions Blum Law Group 2012-02-14T09:55:40-05:00 http://www.stockattorneysblog.com/2011/10/this_week_the_financial_indust.html This week the Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Public Non-Traded REITs-Perform a Careful Review Before Investing to help investors understand the benefits, risks, features and fees of these investments. While investors may find non-traded... REITs Blum Law Group 2011-10-05T18:11:56-05:00 http://www.stockattorneysblog.com/2011/10/blum_silver_llp_files_securiti.html Blum Law Group has filed a class action lawsuit against Regions Bank (“Regions”), a banking subsidiary of Regions Financial Corporation (NYSE: RF). The securities class action filed in the United States Southern District of Florida alleges claims for violation of... FIRM NEWS Blum Law Group 2011-10-03T18:15:42-05:00 http://www.stockattorneysblog.com/2011/10/finra_fined_raymond_james_for.html The Financial Industry Regulatory Authority (FINRA) ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial Services, Inc. (RJFS) to pay restitution of $1.69 million to more than 15,500 investors who were charged unfair and unreasonable commissions on securities... Blum Law Group 2011-10-01T18:08:51-05:00